We provided disclosure outlines important information and practices related to the services provided by the company. Here’s a breakdown of the disclosure:
- No Compensation for Distribution or Execution: The Company and its associates do not receive any form of remuneration, compensation, or consideration for distribution or execution services related to the products or securities for which investment advice is provided to clients.
- No Stock Broker Recommendations: The Company does not recommend any specific stock broker. If any representative does recommend a stock broker, the company does not receive any compensation or remuneration from the recommended broker or any other intermediary.
- No Trades by Investment Adviser: To comply with Investment Advisor regulations, the company and its representatives do not make any trades in the market. This helps prevent conflicts of interest and ensures objectivity and independence in providing investment advisory services.
- No Association with Issuers: The Company is not associated with any issuer of products or securities, ensuring no actual or potential conflicts of interest. This commitment maintains objectivity and independence in the provision of investment advisory services.
- Market Risk Disclaimer: While efforts are made to predict markets, there is no guarantee of return or accuracy. Past performance should not be considered a guarantee for future performance of products/services. Clients are advised to consider advice as opinions and make investment decisions independently.
- Suggestion on Specific Positions: If clients seek advice on their existing positions, the company may provide opinions. Such suggestions are not advice and clients are advised to make their own decisions.
- Risk Appetite and Decision Making: Clients are advised to trade based on their risk appetite and discretion. Tips are considered views or opinions, and clients should decide their trades accordingly.
- No Association with Intermediaries: The Company is not associated with intermediaries and does not recommend services of any intermediaries.
- Litigation History: The Company states that no litigations have been filed against them since incorporation.
- Written Communication: Tips are communicated in written form. Verbal communication should not be considered advice.
This comprehensive disclosure provides clients with a clear understanding of the company’s practices, policies, and approach to providing investment advisory services. It aims to maintain transparency, prevent conflicts of interest, and empower clients to make informed decisions.