ISPR_Report
Suitability Assessment
SERVICE- STOCK CASH RISK- MEDIUM
As per the SEBI Investment Advisor Regulation 2013, the IA shall have a reasonable basis for believing that a recommendation or transaction entered into:
(i) Meets the client’s investmentobjectives
(ii) Is such that the client is able to bear any related investment risks consistent with its investment objectives and risktolerance
(iii) Is such that the client has the necessary experience and knowledge to understand the risks involved in thetransaction
After analyzing your risk profile, the services that are offered to you meets up all the above mentioned criteria and concludes the following:
You understand the risk involved in Stock markettrading
The service/services offered to you is/are only after scrutinizing the risk profile and observing all the requirements which you have while making investment in stockmarket
You have willingly made the payment for the service/services keeping in check your financial standing and assessing the capacity to absorb losses, wheneverincurred.
We request you to kindly comprehend the above mentioned suitability assessment and provide us your answer in affirmation or disagreement, as the case may be.
Types of risks and services covered under them
| Medium Risk | High Risk |
|---|---|
| 1. STOCKCASH | 1. STOCKOPTION |
| 2. STOCK CASH PREMIUM | 2. STOCK OPTIONPREMIUM |
| 3. BTST/STBT | 3. GOLDEN STOCK OPTION |
| 4. POSITIONALCASH | 4. NIFTY(FUTURE+OPTION) |
| 5. PLATINUM STOCK CASH | 5. STOCK FUTURE |
| - | 6. STOCK FUTURE PREMIUM |
| - | 7. POSITIONALFUTURE |
| - | 8. PLATINUM STOCK FUTURE |
| - | 9. MCX |
| - | 10. MCX PREMIUM |
| - | 11. GOLDEN MCX |
| - | 12. MCX POSITIONAL |
| - | 13. BULLION |
| - | 14. BULLION PREMIUM |
| - | 15. GOLDEN BULLION |
| - | 16. ENERGY |
| - | 17. ENERGYPREMIUM |
| - | 18. INVENTORY ENERGY |
| - | 19. BASEMETAL |
| - | 20. BASE METALPREMIUM |
| - | 21. PLATINUM BASEMETAL |
| - | 22. NCDEX |
| - | 23. NCDEX PREMIUM |